Chapter 2 - IEP Preparation
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1 Chapter 2 - IEP Preparation Preparation before the IEP Meeting Several steps must be taken before a student can be considered for receiving special education and, if appropriate, related services (e.g. occupational therapy, in-school counseling). Before organizing and planning an IEP meeting, make sure all of the following actions have been taken. Use this checklist: Work with parents (and student when appropriate) to try, and then evaluate, intervention methods geared to the concerns that led to the referral. Decide if the student should be formally evaluated. Get written consent from parents. Evaluate the child through a variety of assessments, observations, and information gathering, targeting all areas related to the suspected exceptionality. Have the Multidisciplinary Team (MDT, the team that performs the comprehensive assessment on a child with a suspected disability) examine the data and determine if the child meets the criteria to be considered eligible for special education and, if appropriate, related services. Record determination results. Have the MDT determine if the child has a specific learning disability. Record data and findings. Inform school and other personnel of the need for a meeting and schedule it for a time when each person needed is available. (Arrangements may need to be made to cover a class or relieve someone from a duty in order to attend.) Schedule the meeting to review the evaluation and determine the child s eligibility for services. Send a written notice to parents informing them of, and inviting them to the meeting. Allow sufficient time for response and opportunity to request another time in order to accommodate the parents schedules. Setting up the IEP Meeting Once all the legwork is done and the Multidisciplinary Team (MDT) has determined that an IEP meeting is the next appropriate step for a student, the first consideration is to ensure that all the people who will make up the IEP team are aware of and have plenty of notice to make arrangements to be present. It is critical to plan carefully when and where the meeting should be held, whether it will be a continuation of the eligibility meeting, or held separately a short time later. (The IEP meeting should be held within 30 days of determination of eligibility.) Parent participation at an IEP meeting is very important. Federal and state regulations require that efforts be made to afford parents the opportunity to participate. Many parents work, and thus, it is important to check with the parent whenever possible before automatically scheduling the IEP meeting. Being sensitive to parent needs and time limitations can support the quality of parent participation. It is a good practice to give at least ten days notice of a meeting, although there are times when this may not be possible. Principles of IEP Development AASEP Chapter 2 IEP Preparation 10
2 The school is often the best place to hold the IEP meeting. However, the staff should be prepared with an alternative meeting place if the school site is not appropriate. In rural areas where parents may live long distances from the school, it might be necessary to consider other options, such as conference calls. In such cases, it is very important to ensure the parent has full access to any material to which other members of the IEP team may refer during the meeting. Giving Notice of an IEP Meeting A phone conversation with a parent or a verbal invitation does not meet the requirements for notifying parents of an IEP meeting. Federal and state regulations require that the parents of a child with a disability be provided with advance written notice of IEP meetings and any other meetings in which the parent has a right to participate. If necessary, use certified mail or hand delivery to ensure parents receive the notice. Schedule the meeting at a time and place agreeable to the parents and the school. Parents must be notified of the meeting in writing. A conversation is not Sufficient under IDEA s definition of informed consent. The parent must also be afforded the opportunity to reschedule the meeting. The notice must tell the parents the purpose, time, and location of the meeting, inform them who will be attending, and let them know that they may invite people to the meeting who have knowledge or special expertise about their child. They may also request a translator or interpreter, if needed. At age 14 and up, and/or when transition services or planning will be discussed, the student must be invited to his or her IEP meeting. At that time, it is necessary to provide a notice of invitation to the student also. While not all students are required to attend IEP meetings, it is desirable to invite the student to be part of his or her IEP team. Note: There may be rare emergency situations where an IEP meeting is needed and time does not permit a formal written notice. In such instances, documentation that notice was given via phone or face-to-face conversation with notes showing the notice requirements were met can replace the regularly used notification form or letter. Even in these circumstances, however, the notice must be given to the parents early enough to allow them an opportunity to attend or to reschedule the meeting if they are unable to attend. Checklist Procedures for Notification of Parents to the IEP Meeting The essential written notification of an IEP meeting (and students when appropriate) should be completed and delivered early enough so parents can plan or request a change (a minimum of 10 days is suggested). With respect to the notification letter, the IEP Team should consider the following: Include the name of each person you expect to be attending the meeting. 11 Chapter 2 IEP Preparation Principles of IEP Development AASEP
3 Include the name and telephone number where the contact person (IEP coordinator or lead teacher) can be reached or where a message can be left. When sending a parent an invitation to an IEP meeting, it is mandatory to enclose a copy of the parental rights. If hand-delivered, include it with the invitation. If it is known that a parent will not be able to read or understand the notice, consider other ways to ensure the parent is aware of the meeting and has an opportunity to review the parent s rights, such as through a home visit or other personal contact. If it is known that English is not the primary language spoken at home, arrange for an interpreter to help deliver the notice. Document the date the notice is sent or delivered and the method (e.g., hand delivered, mailed). Note: If the parent or guardian does not attend the scheduled meeting, the meeting may need to be rescheduled and new notice requirements may apply. A meeting may be conducted without the parent, but only if the school can clearly show it has made several good-faith efforts to convince the parents that they should attend. Pursuant to IDEA at 34 CFR Sec (d), Conducting an IEP meeting without a parent in attendance: A meeting may be conducted without a parent in attendance if the public agency is unable to convince the parents that they should attend. In this case, the public agency must have a record of its attempts to arrange a mutually agreed on time and place, such as these: (1) detailed records of telephone calls made or attempted and the results of those calls (2) copies of correspondence sent to the parents and any responses received (3) detailed records of visits made to the parent s home or place of employment and the results of those visits When an IEP Meeting Must Be Convened An IEP meeting must be convened under the following circumstances: Within 30 days of determining a child eligible for special education and related services. On or before the IEP annual review date. When considering a change in the IEP (including placement). At the reasonable request of any IEP Team member including the parent, guardian, a person acting as a parent or surrogate parent, and the child's teacher. To review or create an assessment plan to develop a behavior intervention plan in discipline matters related to suspensions or expulsions. Principles of IEP Development AASEP Chapter 2 IEP Preparation 12
4 An IEP is in effect for one year only. It is not appropriate to use an IEP Amendment Form to extend the duration of an IEP. IEP meetings should be scheduled well in advance of the annual review date to ensure that all IEPs are current. Note: Specific day-to-day adjustments in instructional methods and approaches that are made by either a regular or special education teacher to assist a child with a disability to achieve his or her annual goals would not normally require action by the child's IEP Team. Helping Students Prepare Though the basic purpose of the IEP is the same for students of all ages, the law includes additional requirements and provisions for students aged 14 and over. These students face transition into post-school activities and their IEPs reflect the need for identifying realistic goals and developing skills to reach them. An important component of this process is the input of the student. Though the regulations require that students 14 and over be included in their IEP meeting, students of all ages would benefit from participating in the process, as appropriate. Self-advocacy is a learned skill for all students and a challenge for many. For individuals with exceptionalities it is even more critical to be able to communicate their needs and interact with others in a way that can be understood and respected. Participating in the IEP process, at any age, gives the student a meaningful opportunity to begin to develop self-advocacy skills and the confidence to use them. Even young children have a lot to say about themselves their strengths, their needs, their interests and preferences, and what they would like to do in the future. A student s presence at IEP meetings reminds other team members that IEPs are opportunities for communication that focus on the student s abilities and interests. Students have much to gain from being involved in the IEP process. The development of an IEP can be a positive learning experience when professionals and parents have a mutual respect for each other and value input from all team members. Preparing students for the meeting will help them feel comfortable enough to speak up regardless of who is present. Through participation students are accepting responsibility, making informed decisions, communicating with adults, understanding their exceptionality, and making connections between current programs and future results. Below is a list of activities that can be done by educators and/or parents to help a student prepare for his or her IEP meeting: Spend time allowing the student to think about what he or she wants from education. Fully explain the purpose of the IEP meeting and who will be present. Review the parts of the IEP and what each one means. Share information that others will have, such as the past IEP, and be sure the student understands what it says. Share with the student the kinds of conversations that might occur at the IEP meeting. 13 Chapter 2 IEP Preparation Principles of IEP Development AASEP
5 Characteristics of an Effective IEP Team Meeting An effective meeting is characterized by clear goals, members feeling involved, voices being heard, opinions respected, concerns addressed, and a sense of accomplishment. The most important component of a meeting is the people in it. In an effective meeting the group has opportunity to give input and express views, but remain positive and focused on the intended purpose and outcome. The facilitator takes the role of conductor at the meeting. Just like an orchestra conductor, he or she pre-determines the program and directs the participants. The composing of a symphony takes effort, but the results are music, not spontaneous noise. Developing a quality IEP may take more than one meeting. Noise is spontaneous... It takes effort and planning ahead to create music! There are things the facilitator can do to create an atmosphere that is conducive to harmonious interaction and keeps up a steady pace. Following are a few suggestions: Take time at the beginning of the meeting to get to know the participants. Through an informal (and non-pressured) conversation, the facilitator may be able to get a sense of everyone s attitudes and concerns ahead of time and make them more comfortable. Gather extra resources that may be useful to explain or support educational findings or decisions, such as books, research, or other materials. The facilitator may ask specialists to help locate resources. Have these on hand for the meeting, if needed. Prepare a written agenda with time blocks in mind. For example, consider about how long it might take (with time for comments and questions) to go through each item on the IEP form. Allow a little extra time for unanticipated events. Keeping in mind that a meeting of this nature should not run more than hours in length, the facilitator can then decide if the objectives can be accomplished in one meeting, or if two would be more reasonable. Check to be sure that the proposed meeting location has needed access and adequate space for each person expected at the meeting. The facilitator should insure that participants are arranged so that no one is crowded or obscured and everyone has equal opportunity to see, hear, and be heard. Plan to create an open, welcoming atmosphere for the meeting by arranging to have coldwater pitchers on the table or a light snack provided. A small flower arrangement gives life to a room; or makes the atmosphere more child-centered by adding some student-made art or decorations to the room. The nature of an IEP meeting makes it special. Developing an IEP for a student shown to have exceptionalities often involves a mixture of people who may have very different points of view and motivations, or even different cultures and languages. These strategies and ideas could apply to many kinds of meetings, but are particularly helpful and effective for use with IEP and other educational program meetings. Principles of IEP Development AASEP Chapter 2 IEP Preparation 14
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